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Securities Fraud > Churning


Churning
Churning
Churning
Churning
Churning

The following information is about Churning.

Churning Defined

It is illegal for a broker to engage in excessive trading activity merely for the purpose of maximizing his own commissions. In order to succeed on a churning claim, a customer must establish that his broker directly or indirectly controlled the account and that the purchases and sales of securities were excessive in size and frequency in view of the financial resources of the customer and their investment objectives.

This definition is in context to Securities Fraud. See more contextual defintions for Churning.


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Off-site Churning Links, User Submitted

The following links have been collected through user bookmark submission in the Churning category. Please note, because these resources are off-site we cannot guarantee the accuracy or quality of any information.

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If you would like to find additional social bookmark based links on the topic of we recommend the Open Tag Directory > Churning. If you would like to find related tags we recommend Tag Patterns > Churning

Off-site Churning Research Links

If you still need additional information on Churning then we suggest the following off-site resources. Please note, because these resources are off-site we cannot guarantee the accuracy or quality of any information.

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