Securities Fraud Topics

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Introducing Securities Fraud Topics. At Securities Fraud Topics you can browse our extensive library of accurate Securities Fraud information and terminology. From Account Mismanagement to Unlicensed Salesmen/Unregistered Securities and everything in between, you can be confident that Securities Fraud Topics will provide you free and easily accessible accurate Securities Fraud information and terminology.

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Securities Fraud Word of the Day

The Securities Fraud Word of the Day is Breach Of Fiduciary Duty. Breach Of Fiduciary Duty in context to Securities Fraud means:

A fiduciary duty is a legal obligation to treat another person fairly and honestly, and to act only in the best interests of ... Read More

Securities Fraud News

U.S. Attorney Creates New Securities Fraud Position (Kansas City InfoZine)
John F. Wood, United States Attorney for the Western District of Missouri, announced that he has created the position of Securities Fraud Coordinator for the U.S. Attorney's Office. Wood has appointed Executive Assistant U.S. Attorney Dan Nelson to serve in this position. Read More

Former CEO and CFO of Duane Reade Charged With Securities Fraud (Law.com)
The former chief executive and chief financial officer of Duane Reade, the New York area's largest drug store chain, were indicted Thursday on charges of exaggerating the company's income by millions of dollars. Anthony Cuti and William Tennant were charged in federal court with securities fraud, making false entries in books and records and making false statements to the Securities and Exchange ... Read More

Former Duane Reade Officials Indicted for Securities Fraud (Bloomberg)
Oct. 9 (Bloomberg) -- Former Duane Reade Inc. Chief Executive officer Anthony Cuti and the drugstore chain's ex- finance chief were indicted for securities fraud. Read More

Ex-Duane Reade CEO pleads not guilty to fraud (Reuters via Yahoo! News)
A former chief executive of the Duane Reade Holdings Inc drugstore chain pleaded not guilty on Friday to securities fraud, conspiracy and charges of making false statements to securities regulators. Read More

U.S. Attorney Wood creates securities fraud job (The Business Journal of Kansas City)
John Wood, U.S. Attorney for the Western District of Missouri, has formed a securities fraud position within his office. Read More

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